Investor Awareness

Investor’s Awareness regarding the revised guidelines on margin collection

  • Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020
  • Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge
  • Pay 20% upfront margin of the transaction value to trade in cash market segment
  • Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard
  • Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month


………. Issued in the interest of Investors”




Investor’s Awareness on Right Entitlement (REs)


  • Details of Right Entitlement (REs) available on the website of Registrar of the Company
  • Buying of Rights entitlements shall not automatically result in credit of the Rights Equity shares in the investor demat account and the investors will have to apply for the Right Equity Shares in order to receive the same
  • The REs are credited in a separate ISIN to the demat account of the shareholders, against the shares held by them as on the record date




Precautions for clients dealing in Options


  • Investors beware of risks associated with trading in Future & option (F&O) segment
  • Invest only if you are aware of the produce & risks
  • Always have full knowledge about the product you intend to invest in
  • For new investors registered in the Derivative segment, it must be aware/read risk & dos and don’ts documents and also take knowledge, product suitability and trading experience of the Derivative market
  • Please do not dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook,
    SMS, calls, etc.
  • Clients/Investors can must be ensure that to avoid below practice :
    – Sharing of trading credentials – login id & passwords including OTP’s.
    – Trading in leveraged products like options without proper understanding, which could lead to losses
    – Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
    – Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.
    – Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers